Skip to Content

Justice Gildea's unallotment dissent: Judges don't get to amend the laws

In her strong, occasionally snide dissent, Justice Lori Gildea accuses the court's majority opinion of the sin of judicial activism.

If the Legislature, when it created the governor's unallotment power, had meant to create a power that applied only in the middle of the biennium, after the adoption of a balanced state budget, it could have and should have said so, Gildea argued. But it didn't. So it is not the role of the judiciary to change the law. A key summary, in which quotes Chief Justice Eric Magnuson's own words against him, goes like this:

Gildea: "The judiciary‘s 'duty' is simply 'to apply the law as written by the legislature.' (Int’l Bhd. of Elec. Workers, Local No. 292 v. City of St. Cloud, 765 N.W.2d 64, 68 (Minn. 2009) (Magnuson, C.J., for a unanimous court).

The majority is unable to do so because the language the Legislature used in the unallotment statute leaves the majority with uncertainty and ambiguity. The majority therefore rewrites the statute to insert additional conditions, and then finds that the Commissioner of Minnesota Management and Budget (Commissioner) violated the statute because he did not comply with the conditions the majority has added.

Unlike the majority, I do not find the language the Legislature used uncertain or ambiguous as applied to the unallotment at issue in this case. I would not rewrite the statute; I would apply the language as written. Because I would hold that the executive branch complied with the plain language of the statute, and that respondents have not met their burden to prove that the statute is unconstitutional, I respectfully dissent."

The condition that Gildea says the majority has added is that in order for the unallotment power to be used, there has to first be a balanced state budget, which is then thrown out of a balance by an unanticipated revenue shortfall.

Proper judicial modesty, Gildea writes, requires that the courts interpret a statute according to its plain meaning. She goes over the unallotment statute phrase by phrase, and concludes that its requirements are clear and that all of them have been met by Gov. Pawlenty and his finance commissioner.

In his majority opinion, Magnuson had spelled out the different interpretations the parties in the case had attached to provisions of the statute, and had concluded that both were at least somewhat reasonable, and therefore the court must use the techniques of statutory construction to ascertain the Legislature's intent when it wrote the law. Gildea mocks that step, thus:

"The parties each contend that the plain language of the statute supports their position, and, they argue in the alternative, that if we were to determine that the statute is ambiguous, principles of statutory construction counsel that we construe the statute in their favor. The majority concludes that the parties' different readings of the statute are reasonable and that therefore the statute is ambiguous. The majority uses its determination of ambiguity as an invitation to rewrite the statute to include the condition precedent of a balanced budget. Specifically, the majority divines [divines?!] that what the Legislature meant to say was that once a balanced budget has been enacted into law and a deficit thereafter occurs, the Commissioner may unallot to make up that deficit.

The obvious problem with this rewrite is that it is a rewrite. The Legislature chose not to include the condition precedent the majority finds necessary, and we cannot, under the guise of statutory construction, add it. See Minn. Stat. § 645.16 (2008) ('When the words of a law in their application to an existing situation are clear and free from all ambiguity, the letter of the law shall not be disregarded under the pretext of pursuing the spirit.'").

Gildea's dissent was written with the concurrence of the other two most conservative justices, Christopher Dietzen and G. Barry Anderson. All three are Pawlenty appointees.

The second half of Gildea's 22-page opinion is not really a dissent from Magnuson's majority ruling but more of a shadow argument with the court's two most liberal members, Justices Alan Page and Paul Anderson, who, in their concurrence with Magnuson added that although the case could be decided on a statutory rather than constitutional basis, they both harbored concerns about the constitutionality of the underlying unallotment statute. One suspects that if there had been two more justices who felt that way, the whole unallotment statute, and therefore the unallotment power of Minnesota's governors, would have been struck down as unconstitutional.

(The Minnesota Court of Appeals has previously ruled that the unallotment statute is constitutional, but the MN Supremes have never ruled on its constitutionality. Magnuson invoked another tenet of judicial modesty, that if a case can be decided on statutory grounds, the court shouldn't escalate to constitutionality.)

Anyway, Gildea devoted several pages to an argument that the statute is constitutional. The key issue on constitutionality is whether the unallotment power transfers to the governor power that is fundamentally legislative in character. In their concurrences, Page and Paul Anderson worried that it does by giving the governor such free rein to change legislative spending priorities that it amounts to the power to make a new law. Making a law is the province of the Legislature.

Gildea replies that the problem goes away if one understands what the unallotment statute is for. The unallotment power is a tool to help balance the state budget. Balancing the budget is a function that is shared by the governor and the Legislature, rather than a purely legislative function.

Related Tags:

Comments (10)

I always get a kick out of these "plain language" arguments. Plain to you maybe but if it's so plain why did this go all the way to the state supreme court, and why wasn't it a unanimous decision? We don't need courts to sort out "plain" language and the good justice is no doubt quite aware of that. Had the Governor done nothing controversial the courts wouldn't be involved in the first place.

If we were to accept the dissent opinion, it would appear that the Governor could veto revenue bills, then take on the legislature's job by unallotting at will. This would violate checks and balances and the court's are right to prevent this from happening. Perhaps the better approach would have been to hold the unallottment law unconstitutional as written and tell the Legislature to be more clear if it wants to allow the Governor to use those powers in only certain circumstances.

Well, Paul, there's plain language and then there's plainer language. Justice Gildea apparently believes hers is the latter.

It isn't unconstitutional as written, Christopher. It's just written in typically dense (bad?)legislatese.

Leglislators rarely take the time, IME, to consider all the contexts in which the laws they write may have to be applied. (I'm reminded of an adoption statute enacted some years ago that authorized post-adoption contact agreements between biological parents and adoptive parents, but only where the child had lived with the biological parents for some months before the adoption. The Legislature came back to retroatively "clarify" the statute the next year, after it was pointed out that the law would not cover the most common adoption arrangements in the state: newborn adoptions.)

If we could resurrect the architect of this statute, I suspect he'd be highly surprised to see the manner in which Gov. Pawlenty tried to use it.

The unallotment statute involves the delegation of legislative power. There is a limit to how much legislative power can be delegated, as Anderson and Page correctly argue, but, in practice, courts have allowed broad delegation of legislative power and governors (and presidents) have gladly accepted it.

This really is not a matter of "shared" power, as Gildea indicates, which implies that either a governor or a legislature can initiate a change in law. It really is a matter of delegated power. In this case, the legislature choses to delegate power so that it does not have to come back into session to consider an expected deficit. It is a fair question to ask, as Anderson and Page do, whether this delegates more power than the state constitution implies in assigning lawmaking power in the legislature. The constitution is necessarily ambiguous on assigned powers, but it does say "No person or persons belonging to or constituting one of these departments shall exercise any of the powers properly belonging to either of the others except in the instances expressly provided in this constitution." It is fair for the MnSCt to give meaning to this.

Clearly Justice Gildea falls into the Roberts/Alito/Scalia camp of "conservatives" - jurists for whom their dysfunctional conservative perspective trumps all other considerations including reason, logic, evidence massive amounts of precedent and even the State Constitution itself.

Because their dysfunctions make it impossible for them to consider any position not in harmony with their own, they do not comprehend that their very one-sided perspective includes only a small piece of reality.

Folks such as these like to think their points of view might best be described in the title of the National Public Radio show "All Things Considered," but, in truth, they are psychologically unable to consider anything much beyond the ideas and ideals daily gassed off by Rush Limbaugh.

I think Black is right that Gildea was wrestling with Anderson and Page. Her argument regarding plain language falls apart upon reading the plain langauge of Article III of the constitution: "The powers of government shall be divided into three distinct departments: legislative, executive and judicial. No person or persons belonging to or constituting one of these departments shall exercise any of the powers properly belonging to either of the others except in the instances expressly provided in this constitution." This explicit language is missing from the US constitution upon which the separation of powers construct is based. They really meant it! For this reason the court should have gone down the un-constitutional route.

I must say that had Pawlenty waited and perhaps met with the legislative leadership monthly until say November and then unalotted it probably would have been found to be legal. But he is a nervous , excitable and volatile type-we definitely don't want someone like that anywhere near the nuclear black bag. Can you imagine any president standing in front of the press and calling the Congress"idiotic" as Pawlenty did of our legislators the other day? Definitely not ready for prime time.

Thanks, EB, for telling us in the very first sentence where you stand: "snide" tells the tale.

It helps to interpret your subsequent summary.

I did not find her comments, supported by two other justices, "snide."

And of the total court, how many were appointed by Pawlenty? Certainly not just three in eight years.

Advocacy journalist sticks in my craw.

John I,
I would pain me to offend you after all these years. I'm sure you know by now that I don't play the objectivity game by the old rules, but try for intellectual honesty.
I try for "fair," moreso than "balanced."
An example of snide, which I highlighted in the piece, would be Justice Gildea's use of the term "divine," in, from her dissent:
"The majority divines that what the Legislature meant to say was that once a balanced budget has been enacted into law and a deficit thereafter occurs, the Commissioner may unallot to make up that deficit."
There were other similarly sarcastic moments in her ruling that undermined her overall argument.
Four of the justice are Pawlenty appointees, the three who voted on his side of the case, plus Chief Justice Magnuson.
I plan/hope to say more about the case in the week ahead.

I have no problem with advocacy journalism. So long as the information is accurate and the journalist has some intellectual integrity I'm good to go. I think it's pretty obvious that Eric Black possess more than a smidgen of intellectual integrity. I think it's refreshing to see a writer draw a normal conclusion from the material instead of pretending be mere conduit of observation.

I'm not sure advocacy is actually avoidable, the "objective" journalism model appears to advocate for the status-quo most of the time as far as I can see.